AI Agents for Financial Advisers
Spend more time advising, less time on compliance admin and client chasing. AI agents that handle review scheduling, SOA follow-up, FDS obligations and client engagement automatically.
Every setup is unique — get a fast, fixed custom quote. No lock‑ins, great value services.
Ready to Automate? Let's Talk.
Rated 5/5 by Australian businesses
What Are AI Agents for Financial Advisers?
Financial advice has never been more administratively demanding. Between annual review scheduling, Statement of Advice documentation, Fee Disclosure Statements, opt-in renewals and ongoing client engagement, a significant portion of adviser time goes to compliance administration rather than advice. AI agents handle the systematic, time-consuming parts of this workflow automatically — ensuring obligations are met, reviews are booked before the calendar fills up, and clients stay engaged between reviews.
Annual Review Scheduling
Proactive outreach to clients to book their annual review before the window lapses — never let a review obligation slip.
SOA Follow-Up
After presenting a Statement of Advice, automated follow-up sequences nurture client acceptance without pushy manual contact.
FDS & Opt-In Compliance
Automated delivery and acknowledgement tracking for Fee Disclosure Statements and annual opt-in renewals — stay compliant without manual chasing.
Market Update Client Comms
Regular, compliant market commentary and portfolio update messages keep clients informed and engaged between review meetings.
Client Event Invitations
Automated invitations and RSVP management for client seminars, webinars and educational events.
Review & Referral Requests
Post-review satisfaction requests and referral prompts — grow your book of business from your happiest existing clients.
How Financial Advisers Use AI Agents
Practical automations saving time and winning more business.
Review Completion Rate
Proactive scheduling automation means annual reviews happen on time — reducing lapsed obligation risk and improving client retention.
SOA Acceptance
Timely, warm follow-up after SOA delivery increases acceptance rates without feeling pushy or transactional.
Compliance Confidence
Automated FDS delivery and acknowledgement tracking provides a clear audit trail for ASIC compliance obligations.
Client Engagement
Regular market updates and educational content keep clients engaged and less likely to disengage between reviews.
Practice Growth
Systematic referral requests from satisfied clients generate consistent new client introductions.
Administrative Capacity
Recovering hours each week from compliance admin means advisers can serve more clients without hiring additional staff.
How Congero Gets You Up and Running
From first conversation to a live AI agent — in days, not months.
Free Consultation
We learn your business, map your highest-impact automations and give you a clear, no-obligation plan.
Custom Setup Plan
Clear scope, fixed pricing and a realistic timeline — no hidden costs, no lock-ins, no surprises.
Go Live & See Results
We deploy, test and hand over a working AI agent — then stay on hand for support as your business grows.
Why Choose Congero?
A trusted Australian team that understands small business and delivers real results.
Proven Results
200+ AI automations deployed for Australian SMEs with measurable time and revenue outcomes.
Local, Fast Support
Talk to an Aussie team with straight answers and a 30-minute response guarantee during business hours.
Built for Your Business
Every automation is tailored to your specific workflows and tools — not a generic off-the-shelf product.
No Lock‑Ins
Stay because it works, not because you signed a long-term contract. Flexible engagements always.
What We Can Automate for Your Financial advice Business
A sample of what Congero typically sets up for financial advisers.
- Annual review meeting scheduling and reminder sequences
- Statement of Advice follow-up and acceptance tracking
- Fee Disclosure Statement delivery and acknowledgement
- Annual opt-in renewal management
- Market update and client communication sequences
- Client event invitation and RSVP management
- Post-review satisfaction and referral requests
- New client onboarding sequences
Frequently Asked Questions
Common questions from financial advisers exploring AI automation.
How quickly can you get an AI agent live for my business?
Most setups go live within 3–5 business days. Simple automations like booking reminders or follow-up sequences can be running in 24–48 hours. We'll give you a clear timeline after your free consultation.
Do I need any technical knowledge to use an AI agent?
None at all. We handle all the setup, integrations and testing. You keep using your normal tools — phone, email, booking system — and the AI agent works quietly in the background.
What does it cost?
We provide custom, fixed quotes after a short consultation to understand your goals and tools. There are no lock-in contracts and no hidden fees. Most businesses find the time savings pay for the service within the first month.
Will an AI agent replace my staff?
No — AI agents handle repetitive, time-consuming tasks like reminders, follow-ups and scheduling, freeing your team to focus on work that needs a human touch. It's about amplifying your capacity, not replacing your people.
How does this handle our AFSL compliance obligations?
We design automations to support your compliance requirements, not create risk. FDS delivery is documented with timestamps, opt-in acknowledgements are tracked, and all communication is logged. We work with your compliance requirements during setup to ensure the automation framework aligns with your licensee obligations.
Can this integrate with our financial planning software like Xplan or Midwinter?
Yes. We integrate with Xplan, Midwinter AdviserNET, Iress and other major Australian financial planning platforms. Review scheduling, SOA triggers and client communication are driven by real data in your system rather than manual tracking.
Ready to Automate Your Financial advice Business?
Book a free consultation and we'll map out your quickest wins — no cost, no obligation.
Prefer to chat? Call us on +61 422 501 425